Welcome to the
TDA4advisors Blog

We are excited to share a collection of relevant, timely, and insightful articles that can help you grow and strengthen your business. TD Ameritrade and leading industry experts will be contributing their unique perspectives on the challenges and opportunities that RIAs are facing today. Thank you for joining our community and we look forward to connecting with you!

" "
  • by Kate Healy
  • Managing Director, Institutional Marketing, TD Ameritrade Institutional

AdvoKate: A Woman on a Mission

When it comes to nourishing the future of the RIA industry, TD Ameritrade Institutional’s own Kate Healy is a woman on a mission. Determined to reach back and lift others up, she’s a constant presence at industry conferences and events — leading the charge to educate and encourage current and future advisors. She has so much knowledge and inspiration to share, we’re pleased to introduce her new blog series “AdvoKate.” Here Kate will keep you up to date on what we’re doing to nurture and sustain RIAs with a focus on diversity and NextGen talent.


Impact Is Multiplicative

A few weeks ago I heard that dictionary.com’s Word of the Year was “xenophobia”—fear, or even hatred of things or people that are foreign.
This really stopped me in my tracks. And, while it’s a sad statement for our society as a whole, I was comforted by the fact that in our industry, from what I’ve seen, nothing could be further from the truth.

Read More

  • by Skip Schweiss
  • President, TD Ameritrade Trust Company
    Managing Director of Advisor Advocacy & Industry Affairs

Advocating for You: A Pause in Regulatory Action

TD Ameritrade Institutional’s own Skip Schweiss recently received the 2016 Insider’s Forum Leadership Award—reinforcing our position as a steadfast advocate for independent RIAs.

To ensure you get the most out of the meaningful work Skip does, we’re pleased to introduce his new blog series, Advocating for You. Here we will check in with Skip as he continues to give RIAs a voice in Washington, DC, and supports advisors throughout the country. We want to be sure you hear from him often, and have a way to connect with this great resource. It’s all for you.


2017: A Pause in Regulatory Action

We’ve had an active regulatory administration for the past eight years. Now the pendulum appears to be swinging in the other direction. Everything slows when there’s an administration change — even more so when there’s a party change, too. That’s why I foresee 2017 as a slow year when it comes to policy changes impacting investment advisers.

It’s crucial to note that the DOL Rule is not a policy change. It’s law.

Read More

  • by Lindsay Troxell
  • Senior Consultant, Practice Management, TD Ameritrade Institutional

New Year, New You?

The New Year means resolutions for many. It’s a time when we can cast away our faults and start fresh with the promise of a better self. We reflect on shortcomings and strategize ways to overcome obstacles and achieve goals that have eluded us. For most, these promises we make to ourselves won’t last through the month. Why is that? What could possibly get in the way that is more important than a promise to be better than we were the year before? The answer is simple, because it requires Energy and Time and that’s Hard and it Hurts. The thought of putting effort into creating a detailed plan that we may or may not end up using is exhausting. It’s that kind of defeatist attitude that holds us back. But if we continue to do what we have always done, how do we ever expect to see different results?


If you’re ready to break the cycle of empty promises, here are 10 solid tips to creating New Year’s resolutions with purpose.

Read More

Monthly Archives

The Rise of the NextGen Adviser

NextGen IN whitepaperMore About The Economics of Adding NextGen Talent

Download the White Paper Here